Review
ofF.
Ankersmit, H. Kellner (eds.), A New Philosophy of History,
Reaction Books, London, 1995
The
book - a collection of essays written by historians, literary
critics and philosophers - constitutes an attempt to take stock
of the major shift in historical consciousness over the last
twenty years. In his introductory essay, Hans Kellner discusses
the nature of this change which involves a redefinition of the
concept of history in terms of a different view of the world
and its representations. This new approach focuses on historical
discourse itself, on the assumption that language is a dense
entity to be looked at, not something to look through. The shift
of the object of research from a presumably ascertainable historical
reality to the medium as creator of knowable reality, referred
to as the linguistic turn, became the leading feature of the
New History. Historians following this approach are less concerned
with the ascription of "truth values" to historical statements
or with developing sociological models of historical explanation,
orienting themselves rather towards the investigation of linguistic
and cultural codes of representation. In his bibliographical
essay, Frank Ankersmit codifies this reorientation of the historical
reflection defining at least two of its basic principles: 1)
historical texts are dense realities rather than descriptions
of an external reality; 2) historical texts are not reconstructions
but constructions of the past. Both Ankersmit and Kellner foreground
the aesthetic character of the historical text seen as a ''rhetorical
practice, a form of discourse" and attempt to trace the origins
of this, not entirely new, history.
The
book is divided in four parts each dealing with different questions
of the rediscriptive procedure of the historical discourse.
In the first part, Arthur Danto and Richard Vann follow the
trajectory of the linguistic turn, studying the persistence
of the old paradigm and the ensuing conflicts between "positivists
and narrativists", whereas Nancy Partner gives her own assessment
of the reception of this new approach and its influence within
the academy, which she considers limited.
The
essays of Vann and Danto, although focusing on different aspects,
supplement each other, as they each give an account of the process
through which New History was imposed. Vann traces the transition
from Hempel's covering laws to the rhetoric of History by analysing
the relevant debates as they appeared in the History and
Theory review. He suggests that the linguistic turn is inextricably
linked to the rise of speculative philosophy which highlighted
the literariness of history, long repressed by the analytical
philosophy of history. Although Vann, like most of the contributors
to this collection, claims that the narrativist trend in history
is not new, he agrees nonetheless with Hayden White that historians
like George Macaulay, Trevelyan (Clio, a Muse) and Emery
Neff (The Poetry of History) relied on a philosophically
questionable dualism between historical research and historical
writing. This resulted in posing the literary nature of history
in terms of good writing - at the lexical level - without its
philosophical grounding which valorises the artistic character
of history. Vann illustrates the debate between the two camps
represented by L. Mink, W. B. Gallie, and A. Danto and M. Mandelbaum,
R. G. Ely and C. B. Cullagh respectively. The former attempted
to rehabilitate the aesthetic value of history without diminishing
its scientific status, whereas the latter criticised the narrativist
model on the ground that it introduced relativism. Vann underlines
the belated involvement of historians in this debate motivated
by philosophers. He also discusses the argumentation of French
poststructuralism concerning the literary aspect of history.
However, he is critical of R. Barthes for rejecting historical
realism, being more positive about the elaborations of J. H.
Hexter and Hayden White who defended the cognitive status of
narrative in general and the specificity of the historical narrative.
He also endorses the efforts of bridging history and literary
criticism undertaken by F. Kermode, F. Jameson and, above all,
by the pioneering work of Hayden White. Vann skillfully presents
White's work -- whose importance he readily acknowledges --
but is critical of his notion of the "governing metaphor", which
in his view implies the dissolution of historical knowledge.
In this vein, Vann investigates the limits of the applicability
of language theories in the historical text and shows the contradiction
between the concepts of event and narrative. His argumentation
is imbued with a concern for defending historical realism as
a presupposition for the valuation of truth claims. Although
Vann acknowledges that a paradigmatic shift has occurred during
the last twenty years, he is skeptical about the future of the
linguistic turn. However, it is rather difficult to combine
a view of the past "wie es eigentlich gewesen" with the rhetorical
character of the historical narrative as they represent two
different paradigms in historical understanding. Historical
writing can still be based on reality without aspiring to reconstruct
the past "as it really was".
Arthur Danto's treatment of the paradigmatic shift from positivism
to New History follows a different path. According to Danto
this shift was due to the influence not of literary criticism
but of philosophy of science, in particular the pioneering work
of Thomas Kuhn. Danto's essay is a vehement attack on Karl Hempel's
The Function of General Laws in History with regard to
historical explanation. Although Hempel revised some of these
laws, he never abandoned his ahistorical concept of scientific
laws, a fact which according to Danto underlines the historicity
of logical positivism and of every scientific construction.
Danto claims that the declining authority of Hempel's theory
of historical explanation is connected to the gradual undermining
of the analytical philosophy of history following the challenge
of Kuhn's work. Based on Kuhn and Foucault, Danto insists on
the historical grounding of scientific theories and presents
positivism as a stagnant theory of historical explanation, unable
to account for historical change as it subsumes history in the
natural sciences. Finally he makes two major points: first,
he raises the historian's point of view as a determining factor
which relativises the unifying experience of Verstehen and defines
perception of the world; second, he underlines the relationship
between truth and relevance whereby he explains the abandonment
of Hempel's theory. Both points illustrate Danto's belief in
the historicity of every intellectual operation.
Nancy
Partner's commitment to the linguistic turn is, to say the least,
tenuous, as she appears to be reluctant to admit its impact
on the historical discipline, stating that this turn is like
" a revolving door where everyone got around and around and
got out exactly where they got in" (p.22). According to Partner,
in spite ''of the sophistication of the theory-saturated part
of the profession, scholars carry on in all essential ways as
though nothing had changed since Ranke'' (p.22). Although other
historians have sustained this argument before (see for example
L. Hunt, J. Appleby, M. Jacob, Telling the Truth about History),
we should be skeptical about its validity as no theoretical
shift leaves the practice of history entirely untouched. It
is pointless to think of such a '' destabilising '' theory which
privileges narratives and challenges factual approaches as having
no tangible impact on historical methodology. It should be stressed
in this respect that the linguistic turn does not put in question
the existence of a certain reality, but the way this reality
is linguistically construed and conveyed. This leads to a variety
of ''realities '' whose truth depends on the questioning and
the explanatory devices historians employ, as well as on the
different aspirations of the social groups to which they belong.
Although Partner diminishes the importance of the linguistic
turn for historical understanding she stresses what she deems
to be its negative influence on ''popular forms of history conveyed
by television, journalism and film, where distinctions between
history and fiction are 'purposefully blurred.'' This postmodern
blurring of distinctions Partner condemns as untrustworthy and
non-scientific. Tracing the origins of the overlapping of history
and fiction she goes back to premodern times when prose and
fiction coexisted harmoniously in historical work and when the
historian's personal involvement (ethical judgments, convictions,
etc.) didn't seem to alter the historical operation. "History
is bound to fiction" says Partner because the latter constitutes
History's prior analytical category. Partner draws a distinction
between fiction as a linguistic creation whereby meaning is
conveyed and fiction as an imaginary description of events.
Fiction in the first sense is a presupposition for History,
as for every linguistic representation. Yet, in its second quality,
History is not fiction but a subcategory of ''a verisimilar
prose through a system of announced limitations and accepted
restrictions" (p.33) based on evidence and verification. In
this process of understanding and deciphering history writing,
the role of the form through which information is diffused is
of great importance According to Partner, literary historicity,
or in other words, a balanced coexistence between fact/prose
and fiction constituted an accepted convention in the writing
of history in premodern times, and before the professionalisation
of the discipline. The imposition of new disciplinary rules
involved a different conception of truth which changed the relationship
between fact and fiction and the role of history in society.
This shift is the main argument against the comparison between
premodern fiction histories and postmodern historical writing.
Such a comparison would presuppose the continuity of historical
thinking whereas in our view the linguistic turn, as any other
shift in historical understanding, must be perceived in terms
of discontinuities with past practices. Another objection against
this ''balanced system'' is related to the clear distinction
between fiction and non-fiction in historical narrative defended
by Partner. Fiction is mainly the linguistic artifact, the narrative
form through which historical thought is articulated, and consequently
anything in the historical account is linguistically encoded.
Facts are indistinguishable from their linguistic depiction.
The point here is not the undermining of historical truth/veracity
as a consequence of the incorporation of fiction, but the acknowledgment
that no historical raw material can be conceived independently
of the narrative form through which it is conveyed.
The
essays included in the second part of the book under the title
"Voices", deal with the subject of history, the historical voice
long neglected or repressed under the domination of the powerful
(historical) object privileged by modernism. Linda Orr raises
the problem of subjectivity and the personal site of the historian
as a narrative persona in the text, which guarantees a communicative
interaction between the writer and the reader. Orr examines
French historiography during the first part of 19th century
and before the professionalisation of history set in, when writers
like Mme de Stael, Michelet and Tocqueville actively participated
in their narratives. Long after the establishment of anonymity
in the historical text as a result of the domination of the
positivist paradigm in history, the linguistic turn rehabilitates
the status of the historian's personal voice in the text. This
approach is shared by all the essays in this part. Philippe
Carrard's study is a thorough investigation of the reasons accounting
for the elimination of the historian's person in the text -
in the form of the personal pronoun ''I'' - focusing on the
mode of enunciation in the context of the Annales school. Carrard
adopts much of the critique of the French poststructuralist
literary critics who suggested that the effacing of the enunciator
strengthens the powerful reality effect of (traditional) historiography.
In the conception of history advocated by the French positivists,
the historical text is presented as a direct, unmediated representation
of past events - the facts speak by themselves - whereby, as
Roland Barthes puts it, the signified is identified with the
referent. Carrard's apt observation that impersonality is rather
superficial and that the enunciator is not fully erased in the
historical text contributes to a different assessment of the
historian's active presence in the text. This observation leads
to the deconstruction of all claims to objectivity and impartiality.
The gradual abandonment of the positivist model did, however,
affect the mode of enunciation. Thus, the first generation of
the Annales school struggled against the emotional involvement
of the writer aiming at the attainment of objectivity understood
as a ''lack of partisanship and not as an independence from
a cognitive subject'' (p.111). Using examples from the work
of F. Braudel, F. Furet and G. Duby, Carrard shows the explicit
presence of the enunciator in the text as manifested by the
use of pronouns as well by the expression of strong individual
beliefs and feelings. Carrard also observes a reluctance to
use the ''I'' and a preference towards the '' we'' (nous) or
"on'' (structuralist enunciation), the indeterminacy of which
conceals the real subject in the text. Avoiding the first person
seems also to be the choice of the third generation of Annales
historians (R. Chartier, M. Ozouf). Yet, this choice seems to
be more of a reaction against the historical authority of their
predecessors than an endorsement of the idea of value-free research
and objectivity. In spite of the weak presence of ''I'', their
subjectivity is nonetheless overt. Carrard concludes his study
claiming that the Annales school relies on a highly involved
enunciator, thus inclining to a postmodern concept of the historical
enunciation, without, however, being aware of the epistemology
that underlies this textual usage. Nevertheless, personal involvement
mustn't overstep the limits of historical deontology. The critique
of Ladurie's fierce partisanship and undermining of testimony
seems to have a point. Ann Rigney foregrounds the importance
of the narrative strategies as a model of organising historical
information in romantic historiography. Her central argument
is that the selection of discursive form shapes historical events
and allows communication with the reader. The study of four
romantic historians (Thierry, McCaulay, Monteil, Michelet) reveals
a rich variety of discursive forms, through which these writers
attempted to present historical reality. Rigney claims that
this variety proves the lack of congruence between discourse
and historical referent, and establishes the superiority of
narrative as the constructive matrix of reality.
In
the third part, under the title "Arguments", Allan Megill and
Robert Berkhoffer deal with issues concerning the historian's
profession and identity in the postmodern era. Megill reflects
on the modifications and the gradual abandonment of grand narratives
which he considers embedded in the ontological assumption of
world unity. He challenges the authoritative role of historiography
in understanding the past and argues for interdisciplinary collaboration.
Megill designs a typology of four distinct, although coexistent,
historiographical attitudes towards history in chronological
sequence. The first attitude is based on the tradition of universal
history and grounded on the belief that there is one coherent
history that can be told or retold in the present. Its origins
can be traced in the Patristic period but its secularised version
was established by Kant. The second attitude is based on the
belief that there is a single history which postpones its narration
and corresponds to the emergence of professional historiography
in the 19th century. This attitude is exemplified by Ranke who
condemns the apriorism of Kant and Hegel without abandoning
the notion of totalisation based on the idea of continuity and
objectivity. The third attitude seems to dominate the historical
profession in the 20th century. The idea of a single history
that can never be told locates coherence not in the story but
in the discipline itself in the hope of maintaining its purity
and autonomy. Megill fosters a fourth attitude which challenges
the concept of a single history but embraces the three previous
attitudes as different modes of understanding the past. Megill's
commitment to disciplinary pluralism in approaching the past
takes him beyond the field of historiography in the cultural
condition that has come to be identified as'' postmodern''.
Finally, he proposes four ways of practicing science: 1) by
rejecting totalisation and turning from history to histories;
2) by crossing disciplinary boundaries and creating hybrid states;
3) by cultivating the literality of historical writing; and
4) by establishing links between history and theory. R. Berkhoffer
examines the issue of perspective and point of view in history
writing and focuses on the modes of representation of multivocality
and multiperspectivity in historical texts. Berkhoffer brilliantly
demonstrates that even though multiculturalism challenges hegemonic
viewpoints and defends the coexistence of many perspectives
in the historical text, it does not in effect succeed in creating
a balanced text of different voices. The multivocality aimed
at is mediated through the dominant perspective of the text
maker, the great story-teller, and thus undermined. In this
way multiculturalism failed to transform the presuppositions
of the normal historical paradigm; it merely expanded its field
of application to "untraditional subject matters" (p.183). Against
the privileged position of the historian/narrator Berkhoffer
endorses his/her participation in equal terms in a dialogue
involving other voices and viewpoints. Both essays validate
the belief in a historical shift towards a postmodern consciousness
which is inextricably linked to disciplinary interaction.
In
the fourth part, entitled "Images", Stephen Bann moves beyond
the textual approach to the contested subject of historical
representation which he understands as a double procedure of
historical construction involving the represented object and
the process through which it is represented. This binary approach
constitutes what Bann calls double vision, which he deems characteristic
of modern historical consciousness since the beginning of the
19th century. Such an approach, according to Bann, cannot but
be ironic as it is directed not towards the comfortable notion
of ''the'' past but towards a plurality of different co-existing
pasts. This double vision, or stereoscopy, allows the representation
of history in a historical site (locus) [e.g. Eglise Toussaint
in Angers] as a procedure of establishing perceptible differences
and creating a palimpsest of pasts rejecting the unmediated
contrast between past and present. Frank Ankersmit develops
a pictorial approach to the historical text that challenges
the literariness-thesis fostered mainly by Hayden White, on
the ground that it undermines historical truth and reliability.
Ankersmit argues in favour of the analogy between historical
text and image on the ground that the former is seen in its
entirety and not as a set of separated statements. This resemblance
has its origins in the semiological approach of the picture
introduced by E. Gombrich and elaborated by N. Goodman. Ankersmit
extends the pertinence of qualities such as density and repleteness
and the inseparability between subject and predicate - which,
according to Goodman, differentiate a picture from a word or
statement - to the historical text: the historical text should
be approached comprehensively as the historiographical equivalent
of the pictorial sign. Exploring in depth the relationship between
picture and historical text, Ankersmit distinguishes between
the qualities and the aspects of a picture, stressing that aspects
always relate to the qualities of the picture itself and not
to the depicted object. This leads to a distinction at the level
of representation between pictures representing that and other
[pictures] representing something as by virtue of which Ankersmit
classifies the historical text in the second category. Nevertheless,
he discerns a co-existence of the nominalistic and the realistic
interpretation in the historical text in the sense that the
qualities correspond to the text itself (picture), without precluding
its agreement with historical reality (depicted). The point
could be made that this distinction involves a serious contradiction
as it rejects the opacity of the picture as a permanent quality
and opts for its occasional transparency. Is it possible to
perceive, in our (postmodern) times, the picture as a transparent
medium, as "an open window" to reality ? According to the linguistic
approach, the historical text, constituted as it is through
linguistic procedures, has a narrative form which we can not
attribute to reality. Even if Ankersmit displays an analogy
between picture and the historical text, visual arts as another
powerful language create and impose a reality rather than imitating
an external one. Although Ankersmit criticises the naive resemblance
theory in art, he accepts one of its variants as applicable
both to art and the historical study. The absence of representative
schemes and codes for the whole historical text leads Ankersmit
to a comparison not between the past and its textual reconstitution
but between the content and the form of the text, concluding
on a certain agreement between them. This agreement is based
on a relative independence because, according to him, historical
form is not fixed and doesn't function as a representational
code to which the content must be adapted. Even if Ankersmit
seems to follow Hayden White and P. Ricoeur with regard to the
uniqueness of the form and its analogy to the content, he tends
to distinguish the two, where(as) White sees an inextricable
unity established through the organising force of the form.
The independence from one another guarantees, according to Ankersmit,
the truth and the objectivity of the text. Without underestimating
the originality of Ankersmit's conception of historical text
as resembling the picture, the extent it moves towards better
understanding of historical text and its functions is rather
limited.
The
essays in this volume touch upon a number of serious transformations
of historical consciousness in the postmodern era without fostering
a rigid professional authorship. Although they endorse the linguistic
turn, they articulate an autocritical discourse which constitutes
a reflection on the future of what we call New History.
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